By on May 13th, 2014. This post currently has no responses.

Busy SEC Enforcement Week

News Release: SEC charges three sales managers with #insidertrading ahead of major acquisition: http://t.co/aFMMhsWe9G

ICYMI: Jury finds Wyly brothers liable on all counts in SEC trial victory:http://t.co/GnoYawoP75

Three Qualcomm sales managers charged w/ #insdertrading ahead of major acquisition: http://t.co/ZJedmjdc7D

ICYMI: Statement from SEC Enforcement Director Andrew Ceresney on jury’s verdict in case against the Wylys: http://t.co/cd67dOYN8G

SEC’s Stephen Luparello, James Burns and Gregg Berman on SIFMA Market Structure Conference panels in NYC, May 14:http://t.co/A43ump4TV7